A few years ago, Assure had a client that was utilizing capital-raising SPVs to invest in...
Posts by topic: Compliance
Investment Adviser Compliance: Venture...
by Assure on Jun 23, 2020 3:51:14 PM
Investment advisers who are primarily regulated by the SEC (Large Adviser firms with $100M or...
Five Most Common Compliance Questions...
by Assure on Jun 23, 2020 12:07:44 PM
Are you staying compliant with your investments? With the regulatory requirements ever-evolving,...
The Two Biggest Concerns When it Comes...
by Assure on Mar 5, 2019 1:34:22 PM
Real estate funds have several similarities to private equity and venture capital funds, but the...
Investment Adviser Compliance: Should I...
by Assure on Nov 19, 2018 3:09:00 PM
Investment fund organizers, whether managers or syndicate leads, should ensure that they are...
Blue Sky Notice Filings: Do I Need to...
by Assure on Nov 19, 2018 3:05:12 PM
The question every fund organizer should ask is whether their investment fund must comply with...
Exempt Reporting Advisers: Registration...
by Assure on Oct 9, 2018 4:07:04 PM
Investment fund organizers acting as investment advisers are subject to registration with the...