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Posts by topic: Compliance

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What about foreign investors?

A few years ago, Assure had a client that was utilizing capital-raising SPVs to invest in...

Investment Adviser Compliance: Venture...

Investment advisers who are primarily regulated by the SEC (Large Adviser firms with $100M or...

Five Most Common Compliance Questions...

Are you staying compliant with your investments? With the regulatory requirements ever-evolving,...

The Two Biggest Concerns When it Comes...

Real estate funds have several similarities to private equity and venture capital funds, but the...

Investment Adviser Compliance: Should I...

Blue Sky Notice Filings: Do I Need to...

The question every fund organizer should ask is whether their investment fund must comply with...

Exempt Reporting Advisers: Registration...

Investment fund organizers acting as investment advisers are subject to registration with the...